Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Filomena is a registered representative and investment advisor representative with Maxim Financial Advisors LLC. Thomas Filomena is licensed to provide investment advice in 27 states and is registered with FINRA. Thomas Filomena is also registered as an investment advisor representative in 3 states. Thomas Filomena has been in the financial services industry for over 8 years. Thomas Filomena's professional experience includes working with Global Arena Capital, Samsana Group, HydePoint Solutions, LLC, and Maxim Group LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
08/07/2021 - Present
Maxim Financial Advisors LLC (NEW YORK NY)
BOTH
Issued 02/17/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
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Nasdaq Stock Market
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