Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ficarra is a registered representative with Ice Bonds Securities Corp. He is also a licensed securities principal. Thomas has been in the securities industry since 2018. He holds Series 7, 24, 52TO and 63 licenses. Thomas has been registered in New York, Georgia, Louisiana, Ohio and Virginia. He previously worked for TMC Bonds L.L.C. and Ameriprise Financial Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/30/2018 - Present
ICE Bonds Securities Corp. (White Plains NY)
NY
06/05/2019 - 06/03/2020
TMC BONDS L.L.C. (New York NY)
NJ
07/15/2008 - 09/08/2008
AMERIPRISE FINANCIAL SERVICES, INC. (SUMMIT NJ)
BC
Issued 04/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2019
Series 24 - General Securities Principal Examination
BC
Issued 03/21/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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