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Thomas Joseph Fedele

Cantor Fitzgerald & Co.

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About Thomas Joseph Fedele

Thomas Fedele is a securities professional with over 40 years of experience in the financial industry. Thomas currently works as a Registered Representative for Cantor Fitzgerald & Co. His previous roles include working for KCG Americas LLC, Knight Capital Americas, L.P., Knight Execution Partners LLC, Rodman & Renshaw Inc., CS First Boston Corporation, and Bear, Stearns & Co. Inc. Thomas holds FINRA Series 3, 7, 55, 57TO, and 63 licenses. Thomas holds registrations in Connecticut, Minnesota, and New York.

Firm Information

Thomas Fedele is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Fedele’s Registration & Firm History

NY

08/17/2016 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

07/02/2012 - 08/02/2016

KCG AMERICAS LLC (GARDEN CITY NY)

NY

05/23/1997 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (GARDEN CITY NY)

IL

09/12/2002 - 11/12/2003

KNIGHT EXECUTION PARTNERS LLC (CHICAGO IL)

IL

05/02/1995 - 05/29/1997

RODMAN & RENSHAW INC. (CHICAGO IL)

NY

08/17/1989 - 02/07/1995

CS FIRST BOSTON CORPORATION (NEW YORK NY)

NY

06/08/1981 - 08/30/1989

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/14/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/04/1991

Series 3 - National Commodity Futures Examination

BC

Issued 02/16/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Joseph Fedele.
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