Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Facchine is a financial professional with over 20 years of experience in the securities industry. He is currently registered with Driveloyalty LLC and Drivewealth Institutional LLC. Thomas has held previous positions at CLEAR STREET LLC, CLEAR STREET MARKETS LLC, SAGETRADER, LLC, GTS SECURITIES LLC, KCG AMERICAS LLC, GETCO EXECUTION SERVICES LLC, OCTEG, LLC, GETCO SECURITIES, LLC, BARCLAYS CAPITAL INC. and LABRANCHE & CO. LLC. Thomas holds several securities licenses including Series 7, Series 24, Series 55, Series 57TO, Series 99TO, Series 14 and Series 14A.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/14/2023 - Present
Driveloyalty LLC (NEW YORK NY)
NY
05/19/2020 - 03/23/2022
CLEAR STREET LLC (NEW YORK NY)
NY
05/19/2020 - 03/23/2022
CLEAR STREET MARKETS LLC (NEW YORK NY)
CA
02/01/2019 - 05/18/2020
SAGETRADER, LLC (SAN FRANCISCO CA)
NY
04/15/2016 - 06/30/2017
GTS SECURITIES LLC (New York NY)
NY
07/01/2013 - 11/06/2015
KCG AMERICAS LLC (NEW YORK NY)
NY
01/03/2012 - 06/11/2014
GETCO EXECUTION SERVICES LLC (NEW YORK NY)
NY
01/03/2012 - 06/11/2014
OCTEG, LLC (NEW YORK NY)
NY
03/08/2010 - 09/26/2013
GETCO SECURITIES, LLC (NEW YORK NY)
NY
01/25/2010 - 03/12/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/10/2000 - 01/27/2010
LABRANCHE & CO. LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/22/2011
Series 14A - Compliance Official Specialist Exam
BC
Issued 10/26/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 06/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Facchine is the right advisor for you? Invested Better is here to help.
