Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Joseph Dusing is a financial advisor with Fidelity Personal And Workplace Advisors. Thomas has over 20 years of experience in the financial services industry, and is registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative (IAR). Thomas has a Series 7, Series 63 and Series 65 licenses. His firm, Fidelity Personal And Workplace Advisors, is headquartered in Boston, MA. The firm has approximately $1 billion - $10 billion in assets under management (AUM) and has over 1,991,043 total accounts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
IL
05/31/2012 - 05/09/2014
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
IL
05/03/2010 - 05/11/2012
J.P. MORGAN SECURITIES LLC (NAPERVILLE IL)
IL
08/03/2001 - 03/26/2010
DRIEHAUS SECURITIES LLC (CHICAGO IL)
IA
Issued 07/25/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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