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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dufresne is a registered investment advisor with Cetera Investment Advisers LLC. Thomas has been working in the securities industry since 1991. Thomas is registered with the state of Minnesota and Texas. Thomas has previously worked for The Heritage Group, Inc., Fortis Investors, Inc., Fahnestock & Co., Inc., and B.C. Christopher Securities Co.. Cetera Investment Advisers LLC is a registered investment advisor based in Schaumburg, Illinois. Cetera Investment Advisers LLC provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
06/29/2023 - Present
Cetera Investment Advisers LLC (MINNETONKA MN)
CA
07/20/1995 - 07/27/1995
THE HERITAGE GROUP, INC. (SAN FRANCISCO CA)
MN
08/27/1991 - 12/31/1993
FORTIS INVESTORS, INC. (OAKDALE MN)
NY
03/23/1990 - 03/08/1991
FAHNESTOCK & CO., INC. (NEW YORK NY)
MO
07/18/1989 - 03/23/1990
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
BC
Issued 09/07/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/23/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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