Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dufresne is a financial advisor with over 30 years of experience in the financial services industry. He is currently registered with Cetera Investment Advisers LLC and has been with the firm since 2023. Thomas is licensed in several states, including Minnesota, Texas, and California, where he is registered with both the broker-dealer and investment advisor branches. Thomas has held a variety of roles within the financial services industry, including roles with Fortis Investors, Inc., Fahnestock & Co., Inc., and B.C. Christopher Securities Co. He is a Series 7, Series 24, Series 51, Series 53, and Series 63 licensed professional, and holds the Series 63 exam. Thomas is a member of the Cetera Advisor Network and is dedicated to providing his clients with comprehensive financial planning services, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
06/29/2023 - Present
Cetera Investment Advisers LLC (MINNETONKA MN)
CA
07/20/1995 - 07/27/1995
THE HERITAGE GROUP, INC. (SAN FRANCISCO CA)
MN
08/27/1991 - 12/31/1993
FORTIS INVESTORS, INC. (OAKDALE MN)
NY
03/23/1990 - 03/08/1991
FAHNESTOCK & CO., INC. (NEW YORK NY)
MO
07/18/1989 - 03/23/1990
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
BC
Issued 9/7/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/25/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 3/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 5/23/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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