Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dominic is a registered representative in Pennsylvania through Equitable Distributors, LLC. Thomas has been working in the financial services industry since January 21, 1997, with experience in Equitable Distributors, LLC, AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, Equitable Distributors, Inc., and William Scott & Co. L.L.C. Thomas holds the Series 63, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/18/2021 - Present
Equitable Distributors, LLC (New York NY)
NJ
06/25/2010 - 05/13/2021
EQUITABLE DISTRIBUTORS, LLC (JERSEY CITY NJ)
NY
10/08/1998 - 07/02/2010
AXA ADVISORS, LLC (NEW YORK NY)
NY
10/08/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NC
06/27/1997 - 12/15/1998
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
NJ
08/29/1996 - 02/04/1997
WILLIAM SCOTT & CO. L.L.C. (UNION NJ)
BC
Issued 09/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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