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Thomas Joseph Dingley

Alphastar Capital Management

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About Thomas Joseph Dingley

Thomas Dingley is a financial advisor with Alphastar Capital Management. Thomas has been a financial advisor for 11 years, and has experience in providing financial planning and investment advice to individuals and businesses. He holds Series 6, 7 and 63 securities licenses and the SIE exam. Thomas's firm manages over $1 billion in assets for clients, including high net worth individuals, corporations, and pension plans. Thomas is dedicated to helping clients reach their financial goals and provides a variety of services, including financial planning, investment management, and insurance.

Firm Information

Thomas Dingley is currently registered with Alphastar Capital Management. Alphastar Capital Management, based in Cornelius, NC, is an investment advisor with over $1 billion in assets under management. They provide financial planning, pension consulting, and portfolio management services for individuals, corporations, high-net-worth individuals, and pension and profit-sharing plans. They also offer sub-advisory services and selection of other advisors.
Alphastar Capital Management

19600 WEST CATAWBA AVENUE

CORNELIUS, NC 28031

$1.15B

Assets Under Management

71

Total Clients

94

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services

Sub-advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Dingley’s Registration & Firm History

NY

04/02/2021 - Present

Alphastar Capital Management (Saratoga Springs NY)

NY

03/07/2011 - 07/09/2018

HALLIDAY FINANCIAL, LLC (Clifton Park NY)

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Licenses & Designations

BC

Issued 04/30/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/09/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/2015

Series 7 - General Securities Representative Examination

BC

Issued 03/05/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Thomas Joseph Dingley.
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