Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dignan is a financial advisor with over 23 years of experience in the industry. Thomas is registered with the Leaders Group, Inc. and holds Series 6, 7, 63 and SIE licenses, as well as registrations in multiple states. Thomas is a highly qualified and experienced professional who is committed to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/05/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
WI
12/05/2000 - 07/10/2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
12/05/2000 - 07/10/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NY
06/19/2000 - 10/12/2000
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
04/08/1997 - 06/19/2000
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
NY
04/12/1994 - 03/28/1997
DIME SECURITIES OF NY, INC. (BROOKLYN NY)
NY
12/23/1992 - 04/11/1994
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NY
04/27/1992 - 12/22/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/06/1992 - 11/18/1992
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NJ
11/29/1990 - 01/10/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
11/29/1990 - 01/10/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
NA
02/16/1990 - 10/17/1990
GLOBAL AMERICA INCORPORATED
NA
05/20/1988 - 02/15/1990
J. T. MORAN & CO., INC.
NA
09/22/1987 - 05/23/1988
SHERWOOD CAPITAL, INC.
NA
05/06/1986 - 11/13/1987
PRUCO SECURITIES CORPORATION
BC
Issued 07/05/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/03/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 05/05/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Dignan is the right advisor for you? Invested Better is here to help.
