Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Curry is a financial advisor with over 27 years of experience in the financial services industry. Thomas is currently registered with LPL Financial LLC and holds several licenses, including Series 7, 24, 51, 63, and 66. Thomas has previously worked with several other firms, including People's Securities, Inc., Capital One Investment Services LLC, Greenpoint Securities LLC, Essex National Securities, Inc., Liberty Securities Corporation, and Invest Financial Corporation. Thomas has a broad range of experience and expertise in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
05/05/2023 - Present
LPL Financial LLC (STAMFORD CT)
CT
10/17/2013 - 08/17/2022
PEOPLE'S SECURITIES, INC. (FAIRFIELD CT)
NY
01/03/2005 - 10/08/2013
CAPITAL ONE INVESTMENT SERVICES LLC (BOHEMIA NY)
NY
01/02/2004 - 01/03/2005
GREENPOINT SECURITIES LLC (LAKE SUCCESS NY)
CA
11/22/1999 - 01/02/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
10/01/1998 - 11/04/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
WI
01/03/1995 - 09/30/1998
INVEST FINANCIAL CORPORATION (APPLETON WI)
OR
12/06/1994 - 12/31/1994
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
BOTH
Issued 06/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2021
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/25/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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