Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Cunningham is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Thomas has been working in the financial services industry since 2000 and has over 20 years of experience. Previously, Thomas worked with PNC Investments, J.J.B. Hilliard, W.L. Lyons, Inc., RBC Dain Rauscher Inc., Wachovia Securities, Inc., First Union Securities, Inc., First Union Brokerage Services, Inc., and PFS Investments Inc. Thomas is licensed in multiple states, including Pennsylvania, Texas, Arizona, California, Delaware, Florida, Illinois, Kansas, Maryland, Michigan, New Hampshire, New Jersey, North Carolina, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
07/29/2022 - Present
Wells Fargo Clearing Services, LLC (RADNOR PA)
PA
01/01/2004 - 10/05/2005
PNC INVESTMENTS (PITTSBURGH PA)
KY
05/05/2003 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NY
01/17/2003 - 05/05/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MO
05/09/2001 - 01/22/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
MO
10/01/2000 - 03/22/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
09/19/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
GA
10/20/1999 - 07/20/2000
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 11/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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