Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Clifford has been in the financial services industry since 1995. Currently, Thomas is registered with Cetera Investment Advisers LLC. Thomas has been working for Cetera Advisor Networks LLC since 2013. Thomas has held previous positions at Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., and Berkshire Equity Sales, Inc. Thomas is licensed in 27 states and holds the following FINRA registrations: Series 7, Series 24, and SIE. Thomas is committed to providing personalized financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (HOLBROOK NY)
NY
08/01/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (HOLBROOK NY)
NY
06/05/1996 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MA
10/02/1995 - 06/11/1996
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
BC
Issued 10/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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