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Thomas Joseph Cera

SG Americas Securities, LLC

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About Thomas Joseph Cera

Thomas Cera has been in the financial services industry since 1998. He is currently registered with SG Americas Securities, LLC and is licensed to sell securities in all 50 states. Previously, Thomas has worked at RBC Capital Markets, LLC, RBC Capital Markets Corporation, Deutsche Banc Alex. Brown Inc., BT Alex. Brown Incorporated, and J.P. Morgan Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas holds the Series 3, 7, 57TO and SIE licenses.

Firm Information

Thomas Cera is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Cera’s Registration & Firm History

NY

03/10/2011 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

02/29/2008 - 02/25/2011

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

08/31/2006 - 02/29/2008

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

03/22/1999 - 03/12/2001

DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)

MD

10/16/1998 - 03/16/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NY

03/04/1996 - 09/01/1998

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

09/01/1992 - 03/08/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/16/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/1996

Series 3 - National Commodity Futures Examination

BC

Issued 08/22/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Joseph Cera.
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