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Thomas Joseph Casolaro

Newbridge Securities Corp.

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About Thomas Joseph Casolaro

Thomas Casolaro is a financial advisor with over 30 years of experience in the industry. Thomas currently works at Newbridge Securities Corp., where they have been registered since 2004. Before joining Newbridge Securities Corp., Thomas was registered with Kirlin Securities Inc. from 1998 to 2004.

Firm Information

Thomas Casolaro is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Casolaro’s Registration & Firm History

FL

02/13/2004 - Present

Newbridge Securities Corp. (BOCA RATON FL)

NY

10/02/1998 - 03/02/2004

KIRLIN SECURITIES INC. (SYOSSET NY)

FL

09/22/1998 - 10/07/1998

PREFERRED SECURITIES GROUP, INC. (BOCA RATON FL)

NY

10/18/1989 - 10/05/1998

H.J. MEYERS & CO., INC. (ROCHESTER NY)

NA

08/11/1989 - 10/19/1989

ALISON, BAER SECURITIES INC.

NY

03/01/1989 - 08/10/1989

PRINCETON SECURITIES CORPORATION (SYOSSET NY)

NA

09/09/1988 - 02/08/1989

ALLIED CAPITAL GROUP, INC.

NA

07/14/1988 - 08/31/1988

GRAYSTONE NASH, INC.

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Licenses & Designations

IA

Issued 12/09/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/03/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 39 - Direct Participation Programs Principal Examination

BC

Issued 01/02/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 05/19/1998

Series 4 - Registered Options Principal Examination

BC

Issued 02/01/1993

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 5 public disclosures for Thomas Joseph Casolaro. Review regulatory record here.
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