Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Joseph Brown is a registered investment advisor representative with Cetera Investment Advisers LLC. Thomas is based in COLORADO SPRINGS, CO and has been in the industry since 2005. Thomas has experience with a number of firms including First Allied Securities, Inc., Summit Brokerage Services, Inc., Girard Securities, Inc., Legend Equities Corporation, Investors Capital Corp., VSR Financial Services, Inc. and J.P. Turner & Company, L.L.C..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
03/21/2024 - Present
Cetera Investment Advisers LLC (COLORADO SPRINGS CO)
CA
04/09/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CO
04/09/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (DENVER CO)
CO
04/09/2015 - 11/01/2017
GIRARD SECURITIES, INC. (DENVER CO)
CO
04/09/2015 - 12/31/2016
LEGEND EQUITIES CORPORATION (Denver CO)
CO
04/09/2015 - 11/29/2016
INVESTORS CAPITAL CORP. (DENVER CO)
CO
04/09/2015 - 11/29/2016
VSR FINANCIAL SERVICES, INC. (DENVER CO)
CO
04/09/2015 - 12/23/2015
J.P. TURNER & COMPANY, L.L.C. (DENVER CO)
BOTH
Issued 07/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/03/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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