Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bottone has been a financial professional since 1987. Thomas is currently registered as an Investment Advisor Representative with MML Investors Services, LLC. Thomas has also held previous positions at MSI Financial Services, Inc. and New England Securities. Thomas holds the following licenses: Series 6, 7, 63, 65, and SIE. Thomas is registered in several states. Thomas specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
RI
11/01/2018 - Present
MML Investors Services, LLC (WARWICK RI)
RI
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CRANSTON RI)
RI
12/05/2003 - 01/02/2015
NEW ENGLAND SECURITIES (CRANSTON RI)
MA
04/15/1987 - 12/19/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 04/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/1995
Series 7 - General Securities Representative Examination
BC
Issued 04/14/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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