Unclaimed
Thomas Bononno is an investment advisor associated with Raymond James & Associates, Inc., with over 25 years of experience in the industry. Thomas has held a variety of positions within the financial services industry. The advisor's experience includes work with several firms including Duncan-Williams, Inc., FTN Financial Securities Corp, NBC Capital Markets Group, Inc., Meridian Securities, Inc., First Funds, Inc., Union Planters Investment Bankers Group, Inc., TMA Government Securities, Ltd., Gibraltar Securities Co., Bevill, Bresler & Schulman Incorporated, and Hanauer, Stern & Company, Incorporated. Thomas Bononno is registered to provide investment advice in the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/02/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
TN
07/15/2010 - 11/02/2017
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
08/17/2009 - 07/01/2010
DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)
TN
03/11/2009 - 08/03/2009
VINING SPARKS (MEMPHIS TN)
TN
12/08/2000 - 08/21/2008
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
TN
03/23/1995 - 02/01/1996
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
NA
09/22/1993 - 04/06/1995
MERIDIAN SECURITIES, INC.
NA
01/01/1991 - 01/30/1991
FIRST FUNDS, INC.
NA
06/29/1987 - 09/12/1990
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
NA
07/23/1986 - 09/26/1986
TMA GOVERNMENT SECURITIES, LTD.
NA
05/22/1985 - 01/04/1986
GIBRALTAR SECURITIES CO.
NA
07/21/1983 - 04/10/1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
NA
04/27/1983 - 07/19/1983
HANAUER, STERN & COMPANY,INCORPORATED
BC
Issued 09/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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