Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Joseph Boland is a registered investment advisor representative with J.p. Morgan Securities LLC. Thomas Boland has been in the financial services industry since March 18, 1993. Thomas Boland has passed the Series 63, Series 65, Series 7, Series 24, Series 4, and Series 53 exams. Thomas Boland is registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Thomas Boland has held previous positions with North Capital Private Securities Corporation, Brewer Financial Services, LLC, LaSalle Financial Services, Inc., Independence One Brokerage Services, Inc., EAB Securities, Inc., Charles Schwab & Co., Inc., Rooney, Pace Inc., and Brooks Weinger Robbins & Leeds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
11/19/2021 - Present
J.p. Morgan Securities LLC (Chicago IL)
UT
11/02/2016 - 11/30/2018
NORTH CAPITAL PRIVATE SECURITIES CORPORATION (SALT LAKE CITY UT)
IL
04/01/2008 - 07/21/2009
BREWER FINANCIAL SERVICES, LLC (CHICAGO IL)
IL
06/04/1993 - 04/01/2008
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
MI
05/15/2001 - 10/08/2001
INDEPENDENCE ONE BROKERAGE SERVICES, INC. (FARMINGTON HILLS MI)
NA
03/30/1987 - 07/08/1993
EAB SECURITIES, INC.
NA
02/27/1987 - 04/08/1987
CHARLES SCHWAB & CO., INC.
NA
07/21/1986 - 09/25/1986
ROONEY, PACE INC.
NA
03/19/1985 - 08/18/1986
BROOKS WEINGER ROBBINS & LEEDS INC.
IA
Issued 10/29/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/28/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/20/1991
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/28/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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