Unclaimed
Thomas Bistany is a registered representative of Smbc Nikko Securities America, Inc. Thomas has been in the securities industry since March 23, 2016. Thomas has passed the Series 7, Series 99TO and SIE exams. Thomas was previously registered with RBC CAPITAL MARKETS, LLC. Thomas is located in the New York, NY branch office of Smbc Nikko Securities America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/02/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
03/18/2016 - 07/26/2023
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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