Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Berthel is a financial professional with over 40 years of experience in the industry. Thomas is a registered representative with Berthel, Fisher & Co. Financial Services, Inc. and BFC Planning, Inc. Thomas specializes in providing financial planning services to individuals, corporations, and other businesses. He is also a registered Investment Advisor in Iowa and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
03/08/2010 - Present
Berthel, Fisher & Co. Financial Services, Inc. (Cedar Rapids IA)
NA
03/03/1983 - 08/12/1985
LOWRY FINANCIAL SERVICES CORPORATION
NA
06/15/1976 - 04/05/1983
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/21/1984
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/06/1982
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1990
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
BC
Issued 06/09/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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