Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Barrett is a financial advisor at J.P. Morgan Securities LLC, located in Sammamish, Washington. Thomas has been in the financial industry since 1996. He has a strong track record of providing financial advice to individuals, families, and businesses. Thomas is dedicated to helping clients achieve their financial goals. He has a deep understanding of the financial markets and a commitment to providing personalized service. Thomas holds licenses to provide investment advice and is also registered to sell securities in Washington and Texas. Thomas has experience in providing financial planning, investment management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
WA
07/25/2018 - Present
J.p. Morgan Securities LLC (SAMMAMISH WA)
WA
10/16/2014 - 07/24/2018
EDWARD JONES (WENATCHEE WA)
NJ
01/03/2013 - 09/17/2014
PRUCO SECURITIES, LLC. (NEWARK NJ)
WA
03/18/2008 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (BELLEVUE WA)
NY
06/02/2005 - 10/31/2007
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CT
02/04/1998 - 06/06/2005
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
MO
05/14/1996 - 02/02/1998
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
BOTH
Issued 01/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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