Unclaimed
Thomas Barbaccia is an active financial advisor registered with Osaic Wealth, Inc. based in North Hills, NY. Thomas has been in the industry since 1997 and has a proven track record of success. Thomas has extensive experience in investment advisory, insurance sales, and wealth management. Thomas works with clients to help them reach their financial goals. Thomas holds Series 63, Series 7, and SIE licenses and is registered in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (NORTH HILLS NY)
NY
06/14/2022 - 06/14/2024
SECURITIES AMERICA, INC. (NORTH HILLS NY)
NY
05/01/2020 - 06/15/2022
LINCOLN FINANCIAL ADVISORS CORPORATION (SYOSSET NY)
NY
10/11/2016 - 05/04/2020
EQUITY SERVICES, INC. (HAUPPAUGE NY)
NY
11/06/2012 - 10/21/2016
LINCOLN FINANCIAL ADVISORS CORPORATION (SYOSSET NY)
NY
02/02/2011 - 10/19/2012
HORNOR, TOWNSEND & KENT, INC. (JERICHO NY)
NY
05/21/2010 - 02/07/2011
SIGNATOR INVESTORS, INC. (MELVILLE NY)
NY
04/27/1998 - 06/02/2010
NEW ENGLAND SECURITIES (UNIONDALE NY)
NY
11/20/1997 - 03/15/1998
MAY, DAVIS GROUP INC. (NEW YORK NY)
NY
10/06/1997 - 12/05/1997
WORTHINGTON CAPITAL GROUP, INC. (GARDEN CITY NY)
BC
Issued 11/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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