Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Joseph Assicurato is an active investment advisor representative (IAR) and registered representative (RR) with Nuveen Asset Management, LLC. Thomas has been in the industry since 1994 and has held positions at several firms including SESLIA SECURITIES, WACHOVIA SECURITIES, LLC, MOMENTUM SECURITIES, L.L.C. and HERZOG, HEINE, GEDULD, INC. Thomas currently holds registrations with the states of Illinois and Pennsylvania. Thomas Joseph Assicurato specializes in providing portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
09/01/2011 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
VI
10/29/2003 - 12/05/2005
SESLIA SECURITIES (ST THOMAS VI)
MO
12/19/2002 - 10/28/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/16/2002 - 08/01/2002
MOMENTUM SECURITIES, L.L.C. (NEW YORK NY)
NY
01/14/1993 - 06/27/2001
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
IA
Issued 09/28/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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