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Thomas Jong Lee

IRC Securities LLC

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About Thomas Jong Lee

Thomas Jong Lee is a securities professional with over 25 years of experience in the financial industry. Thomas Jong Lee is currently registered with IRC Securities LLC. Prior to that, Thomas Jong Lee worked at J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Chase Securities Inc., Hambrecht & Quist LLC, Salomon Smith Barney Inc., Salomon Brothers Inc., Oppenheimer & Co., Inc. and Kidder, Peabody & Co. Incorporated. Thomas Jong Lee has a Series 7, Series 63, Series 87 and SIE license. Thomas Jong Lee is currently registered in New York.

Firm Information

Thomas Lee is currently registered with IRC Securities LLC. IRC Securities LLC is a Limited Liability Company formed in June 2008. The firm is registered in California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, Ohio, Oregon, Tennessee, Texas, and Virginia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Lee’s Registration & Firm History

NY

08/18/2014 - Present

IRC Securities LLC (NEW YORK NY)

NY

10/01/2008 - 06/09/2014

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

05/01/2001 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/05/2001 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/01/2000 - 02/05/2001

CHASE SECURITIES INC. (NEW YORK NY)

CA

01/27/2000 - 02/01/2000

HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)

NY

06/05/1997 - 01/13/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

11/29/1997 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NY

09/24/1996 - 03/25/1997

OPPENHEIMER & CO., INC. (NEW YORK NY)

NY

02/01/1994 - 01/11/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/21/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/28/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Jong Lee.
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