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Thomas Jones

Pruco Securities, LLC

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About Thomas Jones

Thomas Jones is a financial advisor with Pruco Securities, LLC. Thomas Jones is a registered representative with FINRA and is licensed to sell securities in several states. Thomas Jones specializes in providing investment advice and financial planning services to individuals and businesses. Thomas Jones has been in the financial services industry for over a year and has experience in various financial products and services.

Firm Information

Thomas Jones is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Thomas Jones’s Registration & Firm History

MD

07/29/2024 - Present

Pruco Securities, LLC (North Bethesda MD)

DC

03/25/2024 - 07/24/2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WASHINGTON DC)

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Licenses & Designations

BC

Issued 05/23/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/25/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/19/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Jones. Review regulatory record here.
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