Unclaimed
Thomas Jonathan Layton is a financial advisor with Raymond James & Associates, Inc. Thomas has been in the industry since February 20, 2004 and is registered in Florida. Thomas is a Series 7, Series 99TO and SIE licensed professional and holds a valid license for Series 99TO, SIE and Series 7. Thomas is part of the Raymond James & Associates, Inc. team located in ST. PETERSBURG, FL. Raymond James & Associates, Inc. has 3761 licensed agents, 5537 investment advisor representatives and 7766 registered representatives. The firm has $433.8 billion in regulatory assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/20/2004 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
BC
Issued 03/15/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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