Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Walther has been a registered investment advisor since 2006. He has a long history in the financial services industry, beginning in 1995. Thomas holds Series 6, 7, 63, 65 and 66 securities licenses. He has worked for Eagle Strategies LLC since 2006. Thomas also serves as an Insurance Broker. Previously, Thomas Walther was employed by PRUCO Securities Corporation and DST Securities, Inc.. Thomas Walther is also registered to provide investment advice in Kansas, Missouri, and Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
09/07/2006 - Present
Eagle Strategies LLC (LIBERTY MO)
NJ
04/23/1996 - 11/14/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MO
08/22/1995 - 03/21/1996
DST SECURITIES, INC. (KANSAS CITY MO)
IA
Issued 09/06/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/21/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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