Unclaimed
Thomas Leder is a financial advisor with Pentegra Distributors Inc. with over 20 years of experience in the financial services industry. Thomas has been registered with the state of New York since 2010 and has licenses in 12 states including California, Connecticut, Iowa, Kansas, Massachusetts, Missouri, Montana, Nebraska, New Hampshire, Rhode Island, and Texas. Thomas has held previous roles with ADP Broker-Dealer, Inc., Alliance Fund Distributors, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/09/2009 - Present
Pentegra Distributors Inc. (WHITE PLAINS NY)
NJ
08/27/2002 - 02/15/2006
ADP BROKER-DEALER, INC. (ROSELAND NJ)
TN
11/02/1998 - 08/30/2002
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
MN
10/16/1997 - 08/11/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/16/1997 - 08/11/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 08/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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