Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Halstenson is a financial advisor with LPL Financial LLC in Fargo, North Dakota. Thomas has been in the financial services industry since January 24, 1990. Thomas offers a variety of services to individuals, families, and businesses including financial planning, retirement planning, and investment management. Thomas is also a registered representative of LPL Financial LLC, a broker-dealer. Thomas holds a Series 7, Series 8, Series 63, and Series 66 securities licenses. He is also registered with the following states: California, Colorado, Florida, Georgia, Idaho, Indiana, Minnesota, Montana, North Dakota, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ND
07/17/2023 - Present
LPL Financial LLC (Fargo ND)
ND
11/30/2015 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (Fargo ND)
ND
02/17/2012 - 12/01/2015
SECURITIES AMERICA, INC. (FARGO ND)
ND
03/26/2004 - 02/22/2012
INVESTMENT CENTERS OF AMERICA, INC. (FARGO ND)
NY
06/24/1999 - 03/23/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/02/1998 - 07/01/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
07/30/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MN
01/23/1990 - 08/19/1997
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BOTH
Issued 10/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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