Unclaimed
Thomas Wilson is a securities professional with over 5 years of experience in the financial services industry. Thomas is currently registered with Apollo Global Securities, LLC. Previously, Thomas was employed at BARCLAYS CAPITAL INC. in New York, NY. Thomas holds the Series 63, SIE, and Series 79 licenses. Thomas is registered in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/08/2019 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
08/03/2015 - 06/20/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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