Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas John Willis

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas John Willis

Thomas Willis is a financial advisor with Nylife Securities LLC, a brokerage firm. Thomas has been in the financial services industry for over 2 years. Thomas is registered in Kansas and Louisiana. Thomas holds Series 63, 6TO and SIE licenses.

Firm Information

Thomas Willis is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Willis’s Registration & Firm History

LA

03/10/2023 - Present

Nylife Securities LLC (NEW ORLEANS LA)

MO

05/17/2021 - 02/03/2023

N.I.S. FINANCIAL SERVICES, INC. (KANSAS CITY MO)

Not sure if Thomas John Willis is right for you?

Licenses & Designations

BC

Issued 07/17/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/17/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/26/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas John Willis.
Not sure if Thomas John Willis is right for you?