Unclaimed
Thomas Willis is a financial advisor with Nylife Securities LLC, a brokerage firm. Thomas has been in the financial services industry for over 2 years. Thomas is registered in Kansas and Louisiana. Thomas holds Series 63, 6TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
LA
03/10/2023 - Present
Nylife Securities LLC (NEW ORLEANS LA)
MO
05/17/2021 - 02/03/2023
N.I.S. FINANCIAL SERVICES, INC. (KANSAS CITY MO)
BC
Issued 07/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Thomas Willis is the right advisor for you? Invested Better is here to help.