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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Walsh is a financial advisor with LPL Financial LLC, registered with the state of Illinois and Texas. Thomas has over 40 years of experience in the financial services industry. Thomas specializes in providing financial advice to individuals, families, and businesses. Thomas has a strong understanding of investment strategies and can help you develop a financial plan that meets your specific needs and goals. Thomas is committed to providing his clients with personalized service and a high level of expertise. Thomas's previous employers include CETERA ADVISOR NETWORKS LLC, TOWER SQUARE SECURITIES, INC., ADVANTAGE CAPITAL CORPORATION, and TRAVELERS EQUITIES SALES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
03/18/2021 - Present
LPL Financial LLC (WESTMONT IL)
IL
09/02/1999 - 10/21/2018
CETERA ADVISOR NETWORKS LLC (WESTMONT IL)
CA
02/10/1999 - 11/15/1999
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
GA
08/15/1994 - 12/31/1998
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
CA
07/06/1978 - 08/15/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1986
Series 7 - General Securities Representative Examination
BC
Issued 06/28/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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