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Thomas John Vanyo

Ameriprise Financial Services, LLC

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About Thomas John Vanyo

Thomas Vanyo has been in the financial services industry since 1974. Thomas is currently registered with Ameriprise Financial Services, LLC as a Registered Representative and Investment Advisor Representative. Thomas has experience in providing financial services to individuals, corporations, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, insurance companies, and trusts. Thomas has held previous registrations with Van Clemens & Co. Incorporated, Miller Johnson Steichen Kinnard, Inc., Kennedy, Mathews, Landis, Healy & Pecora, Incorporated, Midwest Discount Securities, Inc., The Marshall Company, Inc., and J. Shapiro Co..

Firm Information

Thomas Vanyo is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Vanyo’s Registration & Firm History

MN

02/24/2009 - Present

Ameriprise Financial Services, LLC (NEW BRIGHTON MN)

MN

08/30/2002 - 07/05/2007

VAN CLEMENS & CO. INCORPORATED (MINNEAPOLIS MN)

MN

01/06/1992 - 07/17/2002

MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)

MN

04/15/1991 - 12/31/1991

KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED (MINNEAPOLIS MN)

MN

10/01/1975 - 05/07/1991

VAN CLEMENS & CO. INCORPORATED (MINNEAPOLIS MN)

NA

08/10/1973 - 11/10/1975

MIDWEST DISCOUNT SECURITIES, INC.

NA

05/01/1973 - 09/10/1973

THE MARSHALL COMPANY, INC.

NA

09/01/1972 - 05/26/1973

J. SHAPIRO CO.

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Licenses & Designations

BC

Issued 08/23/1979

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/18/1979

Series 4 - Registered Options Principal Examination

BC

Issued 07/03/1975

F04 - Financial Principal Examination

BC

Issued 07/03/1975

Series 00 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Thomas John Vanyo. Review regulatory record here.
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