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Thomas John Thompson

Pinnacle Investments, LLC

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About Thomas John Thompson

Thomas John Thompson is a financial advisor with Pinnacle Investments, LLC. Thomas has been in the industry since June 1980 and holds several licenses including Series 7, Series 1, Series 63 and SIE. Thomas provides financial planning, educational seminars, and portfolio management services to individuals and businesses. In addition to being registered with Pinnacle Investments, LLC, Thomas is also registered as an Investment Advisor Representative (IAR) with the State of New York and South Carolina. Thomas has been with Pinnacle Investments, LLC since July 2009.

Firm Information

Thomas Thompson is currently registered with Pinnacle Investments, LLC. Pinnacle Investments, LLC is a Limited Liability Company formed in August 2006 with its main office in East Syracuse, NY. The firm provides financial planning, educational seminars, and portfolio management services for individuals and high-net-worth clients. They also offer selection of other advisors and operate a wrap fee program. Pinnacle Investments is registered with the SEC and in all 50 states. The firm manages over $1 billion in assets.
Pinnacle Investments, LLC

5845 WIDEWATERS PKWY

EAST SYRACUSE, NY 13057

$1.07B

Assets Under Management

Not reported

Total Clients

61

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Educational workshops

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Thomas Thompson’s Registration & Firm History

NY

10/22/2021 - Present

Pinnacle Investments, LLC (EAST SYRACUSE NY)

NY

06/01/2009 - 08/11/2009

MORGAN STANLEY SMITH BARNEY (SYRACUSE NY)

NY

12/17/1993 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (SYRACUSE NY)

NY

09/06/1983 - 01/01/1994

FIRST ALBANY CORPORATION (NEW YORK NY)

NA

06/19/1980 - 12/02/1991

FIRST INVESTORS CORPORATION

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Licenses & Designations

BC

Issued 01/08/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/1983

Series 7 - General Securities Representative Examination

BC

Issued 06/12/1980

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas John Thompson.
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