Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Tartaglia is a financial professional with over 4 years of experience in the financial industry. Thomas is registered in New York and currently works at Harris Williams. Previously, Thomas worked at SIXPOINT PARTNERS LLC and EQUITEQ SECURITIES LLC. Thomas holds the Series 63, Series 7TO, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/27/2023 - Present
Harris Williams (New York NY)
NY
04/08/2021 - 08/04/2023
SIXPOINT PARTNERS LLC (NEW YORK NY)
NY
05/27/2020 - 02/23/2021
EQUITEQ SECURITIES LLC (NEW YORK NY)
NY
09/09/2019 - 04/07/2020
EQUITEQ SECURITIES LLC (NEW YORK NY)
BC
Issued 10/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/09/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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