Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Sullivan is an active registered investment advisor representative in the state of Massachusetts. Thomas has over 40 years of experience in the financial services industry. Thomas is affiliated with Hornor, Townsend & Kent, LLC. Previously, Thomas has been employed by Penn Mutual/PMES, Penn Mutual Life, and Integrated Resources Equity Corporation. Thomas holds Series 63, Series 24, Series 62, Series 22TO, Series 6TO, SIE, Series 7 and Series 1 licenses. Thomas is a CERTIFIED FINANCIAL PLANNER™. Thomas is currently a partner at Condon Sullivan Wealth Management & Planning Insurance Brokerage. Thomas provides services for individuals, corporations, businesses, charitable organizations, and pension and profit-sharing plans. Thomas is also registered in 25 other states including California, Colorado, Connecticut, and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
MA
04/30/1999 - Present
Hornor, Townsend & Kent, LLC (BURLINGTON MA)
SC
12/16/1989 - 07/03/1990
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
04/27/1988 - 12/16/1989
LINSCO FINANCIAL GROUP, INC.
NA
02/02/1988 - 09/19/1988
CARILLON INVESTMENTS, INC.
NA
07/19/1983 - 02/12/1988
PENN MUTUAL EQUITY SERVICES, INC.
NA
08/31/1979 - 04/08/1982
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 06/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1991
Series 7 - General Securities Representative Examination
BC
Issued 08/25/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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