Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Sontag has been in the financial services industry since August 18, 1986. Thomas is a Registered Representative and Investment Advisor Representative with Cornerstone Wealth Management, LLC. Thomas has previously worked with Wells Fargo Advisors, LLC, and A. G. Edwards & Sons, Inc. Thomas is licensed in 16 states and is FINRA registered. Thomas has passed the Series 3, 7, 30, 63, and 65 exams as well as the SIE exam. Thomas has held a Branch Manager license since June 10, 2013. Thomas holds an active Series 65 license. Thomas is also registered with FINRA as a Registered Representative. Thomas holds an active Series 63 license. Thomas is a licensed investment advisor in Missouri and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Lpl sponsored advisory programs; investment management & research subscription licensing
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
08/17/2012 - Present
Cornerstone Wealth Management, LLC (CLAYTON MO)
MO
01/01/2008 - 04/24/2012
WELLS FARGO ADVISORS, LLC (CLAYTON MO)
MO
08/19/1986 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CLAYTON MO)
IA
Issued 06/02/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2013
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1992
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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