Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Schulte is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Thomas has been in the financial services industry since May 3, 1991 and has experience with a variety of financial products and services. Thomas is a registered representative in New Jersey and Texas. Thomas specializes in providing portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/23/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BRIDGEWATER NJ)
NY
05/17/2019 - 12/01/2020
E D & F MAN CAPITAL MARKETS INC. (NEW YORK NY)
NJ
04/29/2008 - 03/06/2019
FIRST EMPIRE SECURITIES, INC. (Jersey City NJ)
NY
12/09/2005 - 05/14/2008
MFR SECURITIES, INC. (NEW YORK NY)
CT
08/24/2004 - 12/21/2005
ADVEST, INC. (HARTFORD CT)
TX
10/17/2003 - 08/05/2004
NATIONAL ALLIANCE SECURITIES CORPORATION (AUSTIN TX)
NJ
04/02/2001 - 04/14/2003
DOMESTIC SECURITIES, INC. (MONTVALE NJ)
NJ
02/21/2001 - 04/02/2001
ALL-TECH DIRECT, INC. (MONTVALE NJ)
NY
10/19/1988 - 11/27/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 03/04/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/08/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/13/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/13/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/14/1989
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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