Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ritten is a financial advisor with LPL Financial LLC. Thomas has been in the financial industry since June 29, 1995. Thomas is registered as a broker-dealer in Minnesota, Texas, and Wisconsin and as an investment advisor in Minnesota, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
09/29/2022 - Present
LPL Financial LLC (MINNEAPOLIS MN)
MN
08/14/2009 - 07/03/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (EDINA MN)
MN
06/28/2004 - 08/24/2009
WELLS FARGO INVESTMENTS, LLC (APPLE VALLEY MN)
MN
12/13/2001 - 06/30/2004
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
12/11/1998 - 11/19/2001
FINTEGRA, LLC (MINNEAPOLIS MN)
TX
01/12/1998 - 12/11/1998
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
MN
03/29/1996 - 11/20/1996
OFFERMAN & COMPANY (MINNEAPOLIS MN)
MN
11/11/1994 - 04/08/1996
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
IA
04/15/1994 - 11/09/1994
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
BOTH
Issued 05/31/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Ritten is the right advisor for you? Invested Better is here to help.
