Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Riegling is a financial professional registered in the state of Texas. Thomas has been active in the financial industry since April 28, 2015. Thomas is currently registered with TIAA-CREF Individual & Institutional Services, LLC, located in Frisco, Texas. Thomas has worked previously with FIDELITY BROKERAGE SERVICES LLC. Thomas holds the Series 6, Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
09/10/2015 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)
TX
04/03/2012 - 08/14/2012
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 10/01/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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