Unclaimed
Thomas Policano is a financial advisor based in Minneapolis, Minnesota. Thomas is currently registered with Craig-Hallum Capital Group LLC. Thomas previously worked at COLLIERS SECURITIES LLC. Thomas holds the Series 7TO, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
05/10/2022 - Present
Craig-Hallum Capital Group LLC (MINNEAPOLIS MN)
MN
11/17/2021 - 04/25/2022
COLLIERS SECURITIES LLC (MINNEAPOLIS MN)
BC
Issued 11/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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