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Thomas John Policano

Craig-Hallum Capital Group LLC

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About Thomas John Policano

Thomas Policano is a financial advisor based in Minneapolis, Minnesota. Thomas is currently registered with Craig-Hallum Capital Group LLC. Thomas previously worked at COLLIERS SECURITIES LLC. Thomas holds the Series 7TO, SIE and Series 63 licenses.

Firm Information

Thomas Policano is currently registered with Craig-Hallum Capital Group LLC. Craig-Hallum Capital Group LLC is a Limited Liability Company formed in May 2002. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Policano’s Registration & Firm History

MN

05/10/2022 - Present

Craig-Hallum Capital Group LLC (MINNEAPOLIS MN)

MN

11/17/2021 - 04/25/2022

COLLIERS SECURITIES LLC (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 11/30/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/17/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/10/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas John Policano.
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