Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Plummer has been in the financial services industry since July 1998. Thomas is currently registered as a Registered Representative with Ameriprise Financial Services, LLC, where he provides financial services to clients. Prior to Ameriprise Financial Services, LLC, Thomas worked at Ameriprise Advisor Services, Inc., RBC DAIN RAUSCHER INC. and Walnut Street Securities, Inc. Thomas is licensed to sell securities in Arizona, California, Florida, Illinois, Indiana, Iowa, Michigan, Minnesota, Mississippi, Nevada, Ohio, Oregon, Tennessee, Texas, Utah, Washington and Wisconsin. Ameriprise Financial Services, LLC is a financial services firm with approximately $1 billion - $10 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/06/2024 - Present
Ameriprise Financial Services, LLC (DEERFIELD IL)
IL
12/10/2004 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (ROCKFORD IL)
NY
06/29/2000 - 12/16/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
07/28/1998 - 07/10/2000
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BOTH
Issued 09/20/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/31/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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