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Thomas John Pisarkiewicz

L.j. Hart AND Co.

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About Thomas John Pisarkiewicz

Thomas John Pisarkiewicz is a financial professional with over 16 years of experience in the financial industry. Thomas has a strong foundation in securities and investment advisory services, having passed several industry exams including the Series 7, Series 52, Series 53, Series 24, Series 28, Series 50, Series 54 and the Series 63. Currently, Thomas is registered with L.j. Hart And Co. and is licensed in Missouri, Illinois, Louisiana, South Dakota, Texas, and Wyoming. Thomas is committed to providing comprehensive financial guidance to help clients achieve their financial goals.

Firm Information

Thomas Pisarkiewicz is currently registered with L.j. Hart AND Co.. L.j. Hart AND Co. is a Corporation formed on November 12, 1991 and is currently Approved. The firm is registered in Illinois, Louisiana, Missouri, South Dakota, Texas, and Wyoming. It has also received 1 approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Pisarkiewicz’s Registration & Firm History

MO

01/05/2007 - Present

L.j. Hart AND Co. (St. Louis MO)

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Licenses & Designations

BC

Issued 02/29/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/05/2024

Series 24 - General Securities Principal Examination

BC

Issued 07/03/2019

Series 54 - Municipal Advisor Principal Qualification Examination

BC

Issued 12/12/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/25/2013

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 05/20/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 01/04/2007

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas John Pisarkiewicz.
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