Unclaimed
Thomas John Pisarkiewicz is a financial professional with over 16 years of experience in the financial industry. Thomas has a strong foundation in securities and investment advisory services, having passed several industry exams including the Series 7, Series 52, Series 53, Series 24, Series 28, Series 50, Series 54 and the Series 63. Currently, Thomas is registered with L.j. Hart And Co. and is licensed in Missouri, Illinois, Louisiana, South Dakota, Texas, and Wyoming. Thomas is committed to providing comprehensive financial guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
01/05/2007 - Present
L.j. Hart AND Co. (St. Louis MO)
BC
Issued 02/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2024
Series 24 - General Securities Principal Examination
BC
Issued 07/03/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 12/12/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/25/2013
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 05/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/04/2007
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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