Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Palmeri is a registered representative with Axos Clearing LLC in Edison, NJ. Thomas has been in the securities industry since July 14, 2005. Thomas is a Series 7, Series 63, Series 99TO and SIE licensed advisor. Thomas has previously been registered with COR Clearing LLC, South Street Securities LLC, Assent LLC and National Clearing Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
10/04/2017 - Present
Axos Clearing LLC (Edison NJ)
NJ
06/18/2010 - 09/18/2017
COR CLEARING LLC (EDISON NJ)
NY
04/22/2009 - 10/30/2009
SOUTH STREET SECURITIES LLC (NEW YORK NY)
NJ
02/16/2005 - 04/09/2009
ASSENT LLC (HOBOKEN NJ)
CA
07/09/2004 - 10/25/2004
NATIONAL CLEARING CORP. (SHERMAN OAKS CA)
BC
Issued 09/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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