Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Palm is a financial advisor with LPL Financial LLC. Thomas John Palm has been in the industry since 2002 and holds both Series 7 and Series 66 licenses. Prior to joining LPL Financial, Thomas John Palm was with CETERA ADVISORS LLC and IFG NETWORK SECURITIES, INC. and WADDELL & REED, INC. Thomas John Palm provides portfolio management for businesses and individuals, as well as financial planning and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
11/23/2021 - Present
LPL Financial LLC (BALTIMORE MD)
MD
01/01/2004 - 12/01/2021
CETERA ADVISORS LLC (BALTIMORE MD)
GA
02/20/2003 - 01/02/2004
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
KS
01/17/2001 - 05/23/2001
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 01/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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