Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Palm is a financial advisor with over 30 years of experience in the industry. Thomas currently works for LPL Financial LLC. Thomas has a wide range of experience and holds Series 6, 63, 22 and SIE licenses. He previously worked for CETERA ADVISORS LLC and IFG NETWORK SECURITIES, INC.. Thomas is registered with the state of Delaware, Maryland, New York, Pennsylvania, South Carolina, Texas, Virginia, and Washington. Thomas specializes in providing financial advice to individuals, businesses, and retirement plans. He offers a variety of services, including financial planning, portfolio management, and investment consulting. Thomas is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
11/29/2021 - Present
LPL Financial LLC (BALTIMORE MD)
MD
01/01/2004 - 12/01/2021
CETERA ADVISORS LLC (BALTIMORE MD)
GA
01/01/1996 - 01/02/2004
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NA
11/20/1992 - 01/01/1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
TX
12/13/1989 - 11/20/1992
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 10/02/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1993
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/26/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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