Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Oley is a financial advisor with Wells Fargo Clearing Services, LLC. He has been in the financial services industry since 1997. Thomas holds the Series 7, Series 31, and Series 63 licenses. He is also a Registered Investment Advisor. Thomas has experience providing financial planning and investment management services to individuals, businesses, and institutions. In addition to his work with Wells Fargo, he also owns a health coaching business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/22/2019 - Present
Wells Fargo Clearing Services, LLC (GRAPEVINE TX)
TX
03/04/2011 - 02/26/2019
COMERICA SECURITIES (DALLAS TX)
TX
09/02/2010 - 02/23/2011
NFP SECURITIES, INC. (DALLAS TX)
TX
10/08/2008 - 09/17/2010
INSTITUTIONAL SECURITIES CORPORATION (DALLAS TX)
TX
06/01/2007 - 10/10/2008
CROWN CAPITAL SECURITIES, L.P. (DALLAS TX)
TX
10/12/2006 - 05/30/2007
WELLS FARGO INVESTMENTS, LLC (FORT WORTH TX)
TX
12/02/2002 - 10/25/2006
H.D. VEST INVESTMENT SERVICES (ARLINGTON TX)
NY
04/16/1997 - 12/09/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 05/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Oley is the right advisor for you? Invested Better is here to help.
