Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas O'Connor is a financial advisor at Fidelity Personal And Workplace Advisors. Thomas has been in the industry since March 18, 2000 and is registered with the state of Kentucky and Texas. Thomas has worked for several other firms in the past, including BB&T Investment Services, Inc., TIAA-CREF Individual & Institutional Services, LLC, and TD Ameritrade, Inc. Thomas offers a range of financial services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
KY
11/02/2015 - 09/30/2016
BB&T INVESTMENT SERVICES, INC. (FT WRIGHT KY)
OH
08/01/2014 - 11/10/2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CINCINNATI OH)
IL
09/14/2010 - 07/21/2014
FIDELITY BROKERAGE SERVICES LLC (CHICAGO IL)
IL
07/24/2009 - 08/23/2010
TD AMERITRADE, INC. (OAK BROOK IL)
IL
12/09/1999 - 02/17/2009
FIDELITY BROKERAGE SERVICES LLC (CHICAGO IL)
BOTH
Issued 09/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/30/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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