Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Monson is a financial advisor at Stifel, Nicolaus & Company, Inc. located in La Crosse, Wisconsin. Thomas has been working in the financial industry since April 19, 1983. He has a Series 7, Series 63, Series 65, and Series 4 license. Thomas is registered with the following states: Arizona, California, Colorado, Florida, Illinois, Indiana, Iowa, Kansas, Maryland, Minnesota, Missouri, Montana, Nevada, Ohio, Oklahoma, Tennessee, Texas, Utah, Vermont, Virginia, Washington, and Wisconsin. Thomas's firm provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
09/11/2009 - Present
Stifel, Nicolaus & Company, Inc. (LA CROSSE WI)
WI
08/12/2006 - 09/11/2009
UBS FINANCIAL SERVICES INC. (LACROSSE WI)
WI
11/17/1986 - 08/12/2006
PIPER JAFFRAY & CO. (LACROSSE WI)
NA
07/05/1985 - 11/28/1986
ROBERT W. BAIRD & CO. INCORPORATED
NA
04/20/1983 - 07/15/1985
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 03/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2001
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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