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Thomas John Monahan

Seaport Global Securities LLC

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About Thomas John Monahan

Thomas John Monahan is a financial professional with over 28 years of experience in the securities industry. Thomas has been registered with the Financial Industry Regulatory Authority (FINRA) since September 1993 and is currently employed by Seaport Global Securities LLC. Thomas holds Series 7, 24, and 63 licenses and the SIE exam. Prior to joining Seaport Global Securities LLC, Thomas was employed by Beta Capital Management, L.P. and BCP Securities, LLC. Thomas is registered to sell securities in 52 states.

Firm Information

Thomas Monahan is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Monahan’s Registration & Firm History

NY

09/07/2010 - Present

Seaport Global Securities LLC (NEW YORK NY)

CT

10/09/2007 - 09/16/2010

BETA CAPITAL MANAGEMENT, L.P. (GREENWICH CT)

CT

06/30/1998 - 07/16/2007

BCP SECURITIES, LLC (GREENWICH CT)

NY

09/14/1993 - 12/12/1997

YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/28/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas John Monahan.
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