Unclaimed
Thomas John Monahan is a financial professional with over 28 years of experience in the securities industry. Thomas has been registered with the Financial Industry Regulatory Authority (FINRA) since September 1993 and is currently employed by Seaport Global Securities LLC. Thomas holds Series 7, 24, and 63 licenses and the SIE exam. Prior to joining Seaport Global Securities LLC, Thomas was employed by Beta Capital Management, L.P. and BCP Securities, LLC. Thomas is registered to sell securities in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/07/2010 - Present
Seaport Global Securities LLC (NEW YORK NY)
CT
10/09/2007 - 09/16/2010
BETA CAPITAL MANAGEMENT, L.P. (GREENWICH CT)
CT
06/30/1998 - 07/16/2007
BCP SECURITIES, LLC (GREENWICH CT)
NY
09/14/1993 - 12/12/1997
YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)
BC
Issued 08/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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